EX-FILING FEES

 

Calculation of Filing Fee Tables

 

Form S-3
(Form Type)

 

Cummins Inc.
(Exact Name of Registrant as Specified in its Charter)

 

Table 1: Newly Registered and Carry Forward Securities

 

  Security Type Security
Class
Title
(1)
Fee
Calculation
or Carry
Forward Rule
Amount
Registered
Proposed
Maximum
Offering Price
Per Unit
Maximum
Aggregate
Offering Price
Fee Rate Amount of
Registration Fee
Carry
Forward
Form Type
Carry
Forward
File Number
Carry
Forward
Initial
effective date
Filing Fee
Previously Paid
In Connection
with Unsold
Securities
to be Carried
Forward
Newly Registered Securities
Fees to Be Paid Debt Debt Securities Rules 456(b) and
457(r)(4)
(5) (5) (5) (4) (5)        
Equity Common
Stock, $2.50
par value
       
Equity Preferred
Stock, zero par
value
       
Equity Preference
Stock
       
Other Depositary
Shares(2)
       
Other Warrants        
Other Stock Purchase
Contracts
       
Other Stock Purchase
Units(3)
       
Fees Previously
Paid
N/A N/A N/A N/A N/A N/A N/A N/A        
Carry Forward Securities

Carry

Forward

Securities

N/A N/A N/A N/A   N/A     N/A N/A N/A N/A
  Total Offering Amounts   N/A   N/A        
  Total Fees Previously Paid       N/A        
  Total Fee Offsets       N/A        
  Net Fee Due       N/A        

 

1 

 

 

(1)Separate consideration may or may not be received for securities that are issuable on exercise, conversion or exchange of other securities or that are issued in units.

 

(2)To be evidenced by depositary receipts issued pursuant to a deposit agreement. In the event Cummins Inc. elects to offer fractional interests in shares of preferred stock or preference stock registered hereunder, depositary receipts may be distributed to those persons acquiring such fractional interests and the shares of preferred stock or preference stock will be issued to the depositary under the depositary agreement.

 

(3)Each stock purchase unit consists of (a) a stock purchase contract under which the holder will be obligated to purchase, and the Company will be obligated to sell, an indeterminate number of shares of common stock, preferred stock or preference stock at a future date and (b) either debt securities, warrants or other securities of Cummins Inc. or debt obligations of third parties securing the holder’s obligation to purchase the common stock or other securities of the Company subject to the stock purchase contract. No separate consideration will be received for the stock purchase contract or the related pledged securities.

 

(4)In accordance with Rules 456(b) and 457(r) under the Securities Act of 1933, as amended, the registrant is deferring payment of all of the registration fee. In addition, securities registered hereunder may be sold either separately or as units comprised of more than one type of security registered hereunder.

 

(5)An indeterminate aggregate initial offering price or number of the securities of each identified class is being registered as may from time to time be offered at indeterminate prices.

 

2