FORM 5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Form 3 Holdings Reported
Form 4 Transactions Reported
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person *
LINEBARGER NORMAN THOMAS
2. Issuer Name and Ticker or Trading Symbol
CUMMINS INC [CMI]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director _____ 10% Owner
__X__ Officer (give title below) _____ Other (specify below)
Chairman & CEO
(Last)
(First)
(Middle)

500 JACKSON STREET
3. Statement for Issuer's Fiscal Year Ended (Month/Day/Year)
12/31/2020
(Street)


COLUMBUS, IN 47201
4. If Amendment, Date Original Filed(Month/Day/Year)
6. Individual or Joint/Group Reporting
(check applicable line)

_X_ Form Filed by One Reporting Person
___ Form Filed by More than One Reporting Person
(City)
(State)
(Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned at end of Issuer's Fiscal Year
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Amount (A) or (D) Price
Common 05/15/2020   G 34,572 (1) D $ 0 73,120 D  
Common 09/01/2020   G 13,767 (2) A $ 0 86,887 D  
Common 09/01/2020   G 3,884 (3) A $ 0 16,832 I By Child #1
Common 09/01/2020   G 3,884 (3) A $ 0 16,832 I By Child #2
Common 09/01/2020   G 21,535 (3) D $ 0 0 I GRAT #3
Common 05/15/2020   G 34,572 (1) A $ 0 34,572 I GRAT #4
Common             8,435.56 (4) I By 401(k) Plan
Common             240 I By Spouse

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. SEC 2270 (9-02)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(Month/Day/Year)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned at End of Issuer's Fiscal Year
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
(A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Option (Right-to-Buy) $ 109.09           04/04/2019 04/04/2026 Common
131,920
  131,920
D
 
Stock Option (Right-to-Buy) $ 111.84           04/02/2015 04/02/2023 Common
60,100
  60,100
D
 
Stock Option (Right-to-Buy) $ 119.77           05/02/2013 05/02/2021 Common
13,040
  13,040
D
 
Stock Option (Right-to-Buy) $ 120.28           04/02/2014 04/02/2022 Common
37,510
  37,510
D
 
Stock Option (Right-to-Buy) $ 136.82           04/02/2018 04/02/2025 Common
60,780
  60,780
D
 
Stock Option (Right-to-Buy) $ 142.12           04/06/2023 04/06/2030 Common
95,920
  95,920
D
 
Stock Option (Right-to-Buy) $ 149.34           04/02/2017 04/02/2024 Common
44,890
  44,890
D
 
Stock Option (Right-to-Buy) $ 149.72           04/03/2020 04/03/2027 Common
85,050
  85,050
D
 
Stock Option (Right-to-Buy) $ 160.1           04/03/2021 04/03/2028 Common
61,700
  61,700
D
 
Stock Option (Right-to-Buy) $ 163.43           04/04/2022 04/04/2029 Common
98,670
  98,670
D
 

Reporting Owners

Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
LINEBARGER NORMAN THOMAS
500 JACKSON STREET
COLUMBUS, IN 47201
  X     Chairman & CEO  

Signatures

/s/ Sharon Barner, Attorney-in-Fact 01/06/2021
**Signature of Reporting Person Date

Explanation of Responses:

* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
(1) 34,572 shares held by the reporting person in The Norman Thomas Linebarger Revocable Trust were transferred to the Grantor Retained Annuity Trust #4.
(2) Return of 13,767 shares upon the termination of the Grantor Retained Annuity Trust #3 by the reporting person.
(3) Upon termination of the Grantor Retained Annuity Trust #3 by the reporting person, a total of 7,768 shares (3,884 each) were distributed to trusts for the benefit of the reporting person's children, of which the reporting person is the sole trustee.
(4) The number of shares is based on the dollar value of the reporting person's interest in the Cummins Stock Fund under the Company's 401(k) plan as most recently provided by the plan. The actual number of shares underlying the interest is not known since the Cummins Stock Fund is a unitized account consisting of approximately 98% common stock and 2% cash or cash equivalents.

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