FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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(Print or Type Responses)
1. Name and Address of Reporting Person *
Brockhaus John D
  2. Issuer Name and Ticker or Trading Symbol
CUMMINS INC [CMI]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
__X__ Officer (give title below) _____ Other (specify below)
VP-Human Resources Operations
(Last)
(First)
(Middle)
500 JACKSON STREET
3. Date of Earliest Transaction (Month/Day/Year)
03/01/2021
(Street)

COLUMBUS, IN 47201
4. If Amendment, Date Original Filed(Month/Day/Year)
6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
(City)
(State)
(Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common 03/01/2021   A   192 A $ 0 3,671 D  
Common 03/01/2021   F(1)   67 D $ 262.98 3,604 D  
Common               22.02 (2) I By 401(k) Plan

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Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(Month/Day/Year)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Option (Right-to-Buy) $ 109.09             04/04/2019 04/04/2026 Common 780   780 D  
Stock Option (Right-to-Buy) $ 110.6             05/03/2013 05/03/2023 Common 150   150 D  
Stock Option (Right-to-Buy) $ 133.94             06/26/2018 06/26/2028 Common 450   450 D  
Stock Option (Right-to-Buy) $ 136.82             04/02/2018 04/02/2025 Common 360   360 D  
Stock Option (Right-to-Buy) $ 141.13             05/01/2015 05/01/2025 Common 250   250 D  
Stock Option (Right-to-Buy) $ 142.12             04/06/2023 04/06/2030 Common 750   750 D  
Stock Option (Right-to-Buy) $ 149.34             04/02/2017 04/02/2024 Common 280   280 D  
Stock Option (Right-to-Buy) $ 149.72             04/03/2020 04/03/2027 Common 500   500 D  
Stock Option (Right-to-Buy) $ 151.07             08/13/2019 08/13/2029 Common 400   400 D  
Stock Option (Right-to-Buy) $ 160.1             04/03/2021 04/03/2028 Common 610   610 D  
Stock Option (Right-to-Buy) $ 160.63             06/01/2017 06/01/2027 Common 300   300 D  
Stock Option (Right-to-Buy) $ 163.43             04/04/2022 04/04/2029 Common 860   860 D  
Stock Option (Right-to-Buy) $ 207.04             10/01/2023 10/01/2030 Common 860   860 D  

Reporting Owners

Reporting Owner Name / Address Relationships
 Director  10% Owner  Officer  Other
Brockhaus John D
500 JACKSON STREET
COLUMBUS, IN 47201
      VP-Human Resources Operations  

Signatures

 /s/ Sharon Barner, Attorney-in-Fact   03/03/2021
**Signature of Reporting Person Date

Explanation of Responses:

* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
(1) Shares withheld to satisfy tax liabilities relating to earned performance shares.
(2) The number of shares is based on the dollar value of the reporting person's interest in the Cummins Stock Fund under the Company's 401(k) plan as most recently provided by the plan. The actual number of shares underlying the interest is not known since the Cummins Stock Fund is a unitized account consisting of approximately 98% common stock and 2% cash or cash equivalents.

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